The second Abbasid caliphate or epoch is well defined
numismatically. It begins with a general coinage reform by the
caliph al-Ma'mun, completed by his successor al-Mu`tasim with
one final touch early in his reign in 834; and it ends with the
Buyid takeover of power in Baghdad in 946. During this period
the Abbasid caliphate had a general uniform coinage system that
underwent no major change, despite all the vicissitudes the caliphs
themselves suffered. In most respects, the system continued well
into the Buyid period and after. This was the era when the
classical Islamic coinage system was established.
Al-Ma'mun's reform is not mentioned by any
medieval writer. We know it only from the coins. It
is the subject of an important article by Tayyib el-Hibri in JESHO
1993.(1) For convenience, the reform can be dated to the year
206 or 821-22, in which year the final version of the new-style
coinage was first issued in Baghdad, but there were several
elements of the reform that were introduced at different times,
and the reform was not begun at some mints until it was finished
at Baghdad. A number of mints simply were closed. I will not
attempt to describe the reform and its progress in detail here, but
a useful way to describe the system of the post-reform era is to
contrast it with the system before al-Ma'mun's changes.
The central element of the reformed system was the
absolute uniformity of the coinage at any given time. The
pre-reform system was extremely diverse: although the main
inscriptions were substantially the same, most coins had subsidiary
inscriptions that varied from mint to mint at any one time, and
were changed often. The inscriptions on gold dinars and silver
dirhams differed and were arranged differently. In contrast, once
al-Ma'mun's system was introduced, all gold and silver coins,
throughout the caliphate, had the same inscriptions arranged in
the same way. Dinars and dirhams had the same two obverse
marginal inscriptions surrounding the shahada in the center, and
they had on the reverse the same marginal
inscription surrounding the words lillah and Muhammad rasul
Allah. All precious-metal coins for general circulation, throughout
our period, had these inscriptions in these locations, as did nearly
all such coins until the fall of the Abbasid caliphate. Even the
epigraphical style and general design of the coins was absolutely
uniform, from Egypt to Samarqand.
One major element of the diversity of the first Abbasid
era, before al-Ma'mun's reform, was the plethora of
officials that were named on the coins, ranging from the caliphs
down to unidentified local officials. Hundreds of people are
named on coins in the period from 750 until 833. Nomenclature
even for one individual was diverse. The caliphs themselves were
designated differently on the contemporary issues of different
mints, with no discernable pattern. The caliph al-Rashid, for
example, is called al-Khalifa Harun, al-Khalifa al-Rashid, Harun
Amir al-Mu'minin, and even al-Khalifa al-Mardi. More often than
not, however, the caliphs were not named at all on the coins.
In its earliest phase, during al-Ma'mun's reign, the reform
swept all this nomenclature away, completely: the coinage from the
reform until al-Ma'mun's death was anonymous,
returning in this respect to the original practice of the Umayyads
and early Abbasids. Fortunately for numismatics and history, this
severe anonymity did not last. Al-Ma'mun's
brother and successor al-Mu`tasim put his own name on the
coinage, in the position of third rank after God and the Prophet,
below the reference to Muhammad the reverse field. Al-Mu`tasim
did this, not at the moment he became caliph or as soon as
convenient, but rather, judging from the evidence, on the first day
of the first year that began after his accession. That is, all the
coins of the year 218 (833-34) in which he became caliph are
anonymous, while all the coins of the next year, 219, have his
name on them.
Although al-Ma'mun's program was in this respect
modified, the principle of uniformity was maintained.
Al-Mu`tasim and his successors use only one form of their name,
their honorific regnal title, always in full and with (save two
exceptions) no titles of office. In passing, although it is not a
strictly numismatic phenomenon, we may note another titular
innovation by al-Mu`tasim. He is the first caliph to have a billah
to his name. His name in that full form, al-Mu`tasim billah,
appears in the same position on all coins of his reign and his
successors were all named in the same form in the same place on
all their coins throughout the caliphate, even on coins with the
names of provincial governors such as the Tulunids and Samanids,
whose coinage also conformed in other respects to the rules of the
central administration. It is not realistic to regard the coins issued
under these various provincial dynasts as separate coinages for
separate governments. The coinage issued in mints under their
control was Abbasid coinage, part of the Abbasid monetary system,
and circulated throughout the caliphate along with coins issued in
other places with the caliph's name only.
The two caliphs who modified the standard nomenclature
slightly were both legitimacy-challenged: al-Mu`tazz, who added
the title Amir al-Mu'minin to his regnal title, perhaps as an
assertion of his prior claim against al-Musta`in; and al-Mustakfi,
who was put on the caliphal throne by a particularly distasteful
warlord after the treacherous deposition and blinding of his
predecessor. Al-Mustakfi at first added the title khalifa to his
regnal title, and then replaced that with Imam al-Haqq, the Imam
of Truth.
The only significant change in the coinage of the caliphate
during the century of this discussion was in fact in nomenclature.
These changes were bound up with evolution in Islamic onomastic
in general. The reform began, as I said, with anonymity: no one
was named on the coins. Then al-Mu`tasim put his regnal title on
coins, in which respect he was followed by every subsequent caliph.
The next step came when al-Mutawakkil added the
name of his son and intended successor Abu `Abd Allah to the
coinage precisely at the beginning of the year 236 (850). This
name was put in the position of second rank for a living person,
below the inscriptions in the center of the obverse. A little over
four years later, when Abu `Abd Allah with his two brothers
received the oath of the Muslim community as wali al-`ahds, they
all received titles and Abu `Abd Allah's title al-Mu`tazz billah
replaced his kunya on the obverse of all coins of the caliphate.
Most subsequent caliphs, if they lived long
enough, also put the name of a successor on the
obverse in the same position. The coins of this period are in fact
quite informative about the selection of successors by the caliphs.
Eleven different Abbasids are named on coins as successor.
Practice in this respect differed substantially from practice up to
al-Ma'mun's time, both in the designation of successors and their
nomenclature on coins.
Before the reform, except for very brief caliphates, every
Umayyad and Abbasid caliph from Mu`awiya to al-Ma'mun chose
one or two or more successors, who received the oath of the
Muslim community as the next caliph or caliphs in succession.
Al-Ma'mun had two wali al-`ahds, one which he inherited and
then deposed, and another that he chose, the Alid `Ali al-Rida,
who subsequently died. After that, al-Ma'mun departed from the
practice of his predecessors: he did not have the oath sworn to any
successor. He was the first caliph since `Ali to die without leaving
a designated successor who had received the oath of allegiance in
advance. His successors al-Mu`tasim and al-Wathiq followed his
practice.
In fact, as the coins show and the histories confirm, the
creation of a wali al-`ahd, that is the swearing of oaths of
allegiance in advance to a successor, became the exception rather
than the rule after al-Ma'mun. In the period of our interest, of
the seventeen caliphs, six never designated any kind of successor.
These included some who reigned briefly and did not have time,
but they also included four of the most powerful and effective
caliphs, al-Mu`tasim, al-Wathiq, al-Mu`tadid, and al-Muktafi. Of
the remaining eleven, only two had oaths sworn to create wali
al-`ahds, but these two, al-Mutawakkil and al-Mu`tamid, had three
apiece. The wazir in both cases was `Ubayd Allah b. Yahya b.
Khaqan. I regard these two exceptions as deliberate attempts by
him to revive older practice.
The remaining caliphs designated successors who would
not be known as such but for the coins. Some of them are not not
even named in the literature, but in the majority of cases there are
obscure references in the histories, belletristic literature or poetry
to some distinction of the son named on the coins. These
references have not been understood to identify the son as the
designated successor. And yet, if a son is named on all coins to
the exclusion of all other sons, how can he not be his father's
intended successor? In addition, the fact that these are intended
successors, but not wali al-`ahd, is confirmed by poetry by figures
like al-Buhturi who congratulate the caliph and the successor he
has designated, and urge him to promote the boy to wali
al-`ahd-dom. These successors, many of whom were quite young,
in one case a newborn, served insofar as they were able as their
father's representative on official occasions, were often appointed
honorary governor of the Hijaz, apparently received the right to be
addressed as amir, and never once, as it happened, actually
succeeded when their father died. For that matter, only one of
the six sworn wali al-`ahds actually became caliph in succession.
Some in both classes made it to the caliphate later; others
disappear from history.
On the coins, the intended designated unsworn successors
are named with their name or ism alone, or most often by their
ism or kunya combined with the appellation b. Amir al-Mu'minin,
while successors who had received the oath are designated by the
honorary title they were given. Three successors are named first
with their ism and then named by their title, when they received
the oath. Otherwise the designation of each heir is always the
same and always conforms to the rules. This consistency contrasts
with the pre-reform period when the successors, like the caliphs
themselves, were designated in various ways on coins. A more
important contrast is that, in the pre-reform period, the successors
like the caliphs were not named on coins everywhere. I agree with
Bacharach's suggestion in his recent article on al-Amin's
successors(2) that the successors were named on Abbasid coins of
the first period not because they were successors, but for the same
reason that anyone else was named on coins: because they had
administrative authority over the territories and mints where they
were named. In contrast, in the second period, the wali al-`ahds
and the designated successors are named everywhere, uniformly,
throughout the caliphate. They are named because of their
personal status, not because of their administrative position.
During this period other officials began to be named on
coins. Three wazirs are named, at intervals of a generation. This
was an innovation with no permanent effect: scarcely any wazirs
are named on later Islamic coins. All three wazirs had
extraordinary positions combining military authority with their
normal civil power; the three who are named are also the only
three wazirs to receive a personal title of honor in this period. In
many respects these three presage the amirs al-umara', who also
combined civil and military authority.
There were six amirs al-umara' from 324 to 334 (936-46),
of whom only four were named on coins. As with the wazirs, the
amirs al-umara' who were named on coins were the only ones who
were granted an personal title of honor. To complete the list of
those named generally on the coinage controlled by the central
authorities in the second caliphate (there were only 33 individuals
during the span of 116 lunar years), there were two brothers of
amirs al-umara', Sayf al-Dawla the Hamdanid and `Imad al-Dawla
the Buyid. These again were the only men in their category to
have honorific titles. In sum, being named on the
centrally-controlled coinage in this period was still a rare honor
granted by the caliph to a very few men, as part of a package that
also included other honors such as a personal title, the right to be
named by one's kunya in the caliph's presence, and so on. No one
at the center simply decided independently to name himself on the
coins, nor did anyone for a generation or so under the Buyids.
The right of the caliphs to be universally named on coins, and
their monopoly of the right to allow others to be named, were the
basis of the Islamic concept that being named on coins was an
indication of sovereignty. The development of the concept was
reinforced, of course, by the fact that only the most powerful
warlords could dare to infringe the caliph's rights.
These statements are qualified to refer to the central
coinage only, because there are quite a few others named on
provincial coins as governors, despite al-Ma'mun's abolition of the
practice. Aside from the Aghlabids of North Africa, who had
done as they pleased since the time of the civil war between
al-Amin and al-Ma'mun, the first governor to be
named on Abbasid coins of the second period was probably
Ahmad b. Tulun of Egypt in 265 (878-79). Other well-known
instances include the Samanids and the Saffarid Ya`qub b.
al-Layth, but there are a fair number of others, not all of whom
are regarded as independent. There have been separate studies of
various dynasties who established their power sufficiently firmly to
be regarded as independent, but there is no general comparative
study of the phenomenon. Who in fact was the first governor?
(That is, after al-Ma'mun's reform.) How many different
individuals were named on provincial coins of the caliphate (in
addition to those who were named universally)? Most importantly
to my mind, how did it happen that a governor began to be named
on coins? Did he simply do it, or was the right granted to him by
the caliph? What was it that qualified, or enabled, some
governors to name themselves, but not others? Various responses
spring to mind, but the truth is that we know nothing about it. I
have not found a single notice, in the histories or in any early text,
of a governor beginning to be named on coins, let alone any
explanation for it.
In these few minutes I have to leave aside several aspects
of the coinage system. I can't say anything about the monetary
function of the coins, except that the alloy of gold and silver coins,
so far as we know, was as high as possible. I believe, without
much in the way of proof, that it was about this time, perhaps as a
feature of al-Ma'mun's reform, that the 10:7 weight ratio between
dinar and dirham was established and as a result became canonical
in the Shari`a. Ironically, it was also during this period, according
to unpublished work by Lutz Ilisch, that fixed weight standards for
coins were abolished. Henceforth in the Islamic world the value
of coin payments was measured by weighing a mass of coins, not
counting them.
I also cannot say anything about the copper coinage,
except to note that in fact copper coinage seems nearly to
disappear during the early years of this second Abbasid period,
and does not reappear for centuries. It was perhaps as a result
that hoards of silver coins in this period, unlike earlier ones, often
include small coin pieces, that were cut either for payments
smaller than a dirham or to bring up the weight of a mass of coins
to a round number.
There is one feature of the system, a somewhat surprising
one to me, that I would like to devote a few words to in
conclusion. Toward the end of this period, in the reigns of
al-Muktafi and al-Muqtadir, we find a number of coins that are
struck from dies that have been re-engraved to replace one mint
city name by another. That is to say, an obverse
die that was already fully engraved with inscriptions, including the
name of a city as the mint place for the coins to be stamped with
the die, had another city name engraved over the original one,
re-utilizing as many as possible of the strokes that formed the
letters of the first name. Such coins are not common in
proportion to the total of known examples, but they are not
entirely infrequent. The first article on the subject, by Lutz Ilisch
in 1979, listed 20 such coins from 13 city pairs.(3) Quite a few
more have since been reported. The one you have been looking
at is a dirham minted in Nisibin from a die that was originally
made in Isbahan. Here is another from al-Rafiqa
recut from a die for Shiraz. They are all in the belt from al-Jazira
through to western Iran, the only territories the caliphs still
administered.
The only reasonable explanation of the phenomenon is
that the dies used by all mints to stamp the inscriptions on coins
were made at a central location, presumably Baghdad, and sent
out to the mints. The dies that were used for these coins were
originally engraved with the name of one city to be sent there for
use, but for some reason the name of the first city was cancelled
by engraving a second name on top of it so that the die could be
used there instead.
This phenomenon as I mentioned is seen for the most part
only toward the end of the second period of the caliphate. I
would suggest, however, that the visible evidence that forces us to
believe in central die engraving is not a normal feature of the
system; it is a product of its breakdown. A well-ordered system
would not resort to such makeshifts. New dies would have been
made from scratch. When the system worked right, it would
destroy its mistakes and start over.
I would suggest therefore that centralized die engraving
was introduced long before we see the first errors. It seems
entirely possible that centralization of die engraving was part of
al-Ma'mun's general reform of the system of
monetary production. Uniformity of coin inscriptions and design
throughout the caliphate was enforced by producing the dies for
coins at a well-supervised central location. This hypothesis can
probably be proved or disproved by careful examination of the
coins, to see, for example, if the same engraver's distinctive way of
using his tools can be detected on coins from different mints. In
the meantime, the hypothesis helps explain some otherwise
puzzling phenomena, connected with the frequent introduction of
numismatic changes at the beginning of the next calendar year and
not immediately at the time of the corresponding event. The total
process, including the manufacture of a large number of dies with
the different mint names and their shipment under guard to the
right places, must have been expensive and time-consuming. It
had nevertheless to be done at least once every year, since new
obverse dies had to be made with each year's date and new
reverses were probably made and sent out at the same time. It is
therefore likely that changes in the coins, such as al-Mu`tasim's
addition of his own name to the inscriptions, or al-Mutawakkil's
public announcement of his son Abu `Abd Allah's selection as
intended successor, to mention only two of several examples, were
often postponed until new dies were normally made and sent out.
If dies were produced centrally for shipment to places as
far away as Fustat and Samarqand, it seems possible that some
other aspects of mint operations were also controlled directly from
the center instead of through governors; and if a widespread
network of mints could be controlled or closely coordinated from
the center, we must wonder what other aspects of provincial
administration were also run from the center. These are only
some of the interesting questions that are raised by the coinage of
the second Abbasid caliphate.
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(1) Tayeb El-Hibri, "Coinage Reform Under the `Abbasid
Caliph al-Ma'muun,"
Journal of the Economic and Social History of
the Orient 36 (1993), 58-83.
(2) Jere L. Bacharach, "Al-Amin's Designated Successor:
The Limitations of Numismatic Evidence," Journal of the American
Oriental Society 116 (1996), 108-13.
(3) Lutz Ilisch, "Stempelveranderungen an islamischen
Munzen des Mittelalters als Quell zur Munzstattenorganisation,"
in Actes du 9eme Congres International de Numismatique (Berne,
Septembre 1979, II: Numismatique du Moyen Age et des Temps
Modernes, ed. Tony Hackens and Raymond Weiller
(Louvain-la-Neuve and Luxembourg, 1982), pp. 777-83.